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Discussion documents since 1991
These documents that have been previously open for public consultation. All of these publications can be viewed and downloaded by clicking on the date. To order a hard copy of the publication please email us at seccom@seccom.govt.nz.
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| 14 November 2008 | |
Consultation Document - Deposit Guarantee Scheme - - further exemption proposals | ||||
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| 16 October 2008 | |
Consultation Document - Deposit Guarantee Scheme - disclosure proposals | ||||
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| 21 December 2007 | |
Consultation Document - Investment Adviser Statements | ||||
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| 04 April 2007 | |
Proposal to Declare Certain Derivative Contracts to be Futures Contracts Under the Securities Markets Act 1988 | ||||
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| 24 April 2006 | |
Proposal to Declare Certain Foreign Exchange Contracts to be Futures Contracts Under the Securities Markets Act 1988. | ||||
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| 29 April 2005 | |
NZFOX Share Options Contracts - Declaration as a Futures Contract in Terms of the Securities Markets Act 1988. | ||||
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| 29 April 2005 | |
Proposed Class Exemption For Share And Unit Purchase Plans - Discussion Paper. | ||||
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| 24 September 2004 | |
Disclosure by Finance Companies - Discussion Paper. | ||||
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| 17 August 2004 | |
Proposed Exemption for Employee Share Purchase Schemes of Unlisted Companies. | ||||
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| 05 September 2003 | |
Corporate Governance in New Zealand - Consultation on Issues and Principles. | ||||
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| 19 December 2002 | |
Securities Commission Policy in Respect of Futures Dealer Authorisations - Discussion Paper. | ||||
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| 17 June 2002 | |
Proposed Conduct Rules of the NZSE - Discussion Paper. | ||||
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| 11 March 2002 | |
Securities Commission Policy in Respect of Section 6(1) of the Securities Amendment Act 1988. A Discussion Paper. | ||||
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| 27 August 2001 | |
Law Reform: Investment Advisers. A Discussion Paper. | ||||
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| 31 May 2001 | |
Offers Of Securities In Takeover Bids. A Discussion Paper. | ||||
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| 25 May 2001 | |
Securities Commission Policy in Respect of Approval of Trustees and Statutory Supervisors. A Discussion Paper. | ||||
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| 20 October 2000 | |
Request for Comment on a Proposed Extension to the Stock Exchange's FASTER Electronic Securities Transfer System. | ||||
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| October 2000 | |
Proposed Exemption for Financial Institutions Offering Debt Securities to the Public | ||||
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| September 2000 | |
Insider Trading Discussion Document by the Ministry of Economic Development | ||||
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| 05 July 2000 | |
Review of the Securities Regulations 1983 (Stage One). Discussion Document. Published jointly with the Ministry of Economic Development. | ||||
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| 07 June 2000 | |
Binding Rulings on Securities Law. A Discussion Paper. | ||||
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| 23 May 2000 | |
Resident Funded Retirement Village Schemes. A Discussion Paper. | ||||
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| 25 November 1999 | |
Discussion Paper - Class Exemption for Unit Trusts and Superannuation Schemes | ||||
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| 8 December 1997 | |
A Discussion Paper on Life Insurance Law and Practices. | ||||
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| 26 September 1997 (PDF, 1.38 Mb) | |
Request for Comment on the Stock Exchange's Proposed Securities Transfer System. | ||||
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| 18 September 1996 (PDF, 884Kb) | |
Proposed New Substantial Security Holder Regulations. Discussion Paper. | ||||
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| 19 July 1996 (PDF, 1.39Mb) | |
Equity Warrants. Discussion Paper. | ||||
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| 4 October 1995 (PDF, 365Kb) | |
Commercial Property Ownership Schemes and the Securities Act 1978. Discussion Paper. | ||||
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| 28 September 1995 (PDF, 875Kb) | |
Review of the Law on Insider Trading. Discussion Paper. | ||||
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| 1995 (PDF, 2.35Mb) | |
Advertising by Registered Banks Proposal by the Securities Commission for Amendments to the Securities Regulations 1983. Discussion Paper. | ||||
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| June 1995 (PDF, 1.24Mb) | |
The Securities Act 1978 - Possible Amendments. Discussion Paper. | ||||
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| 28 November 1994 (PDF, 425Kb) | |
Overseas Issuers - New Issues - Proposed Exemption Notice 1995. Discussion Paper. | ||||
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| 11 August 1994 (PDF, 905Kb) | |
Review of the Law on Disclosure by Substantial Security Holders. Discussion Paper. | ||||
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| 11 August 1994 (PDF, 420Kb) | |
Review of the Law on Insider Trading. Discussion Paper. | ||||
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| 14 July 1994 (PDF, 285Kb) | |
Recommendations for Amendment of Part III Securities Amendment Act 1988. Discussion Paper. | ||||
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| 1 September 1992 (PDF, 4.24Mb) | |
Review of the Business Practices of Investment Advisers and Financial Planners. Discussion Paper. | ||||
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| July 1992 (PDF, 1.65Mb) | |
Dual Trading in the New Zealand Futures Market. Discussion Paper. | ||||
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| February 1992 (PDF, 2.29Mb) | |
Requirements For Debt Security Prospectuses. Securities Regulations 1983. Accounting for Investments of the Borrowing Group in Non-Guaranteeing Subsidiaries. Discussion Paper. | ||||
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| July 1991 (PDF, 1.70Mb) | |
The Regulation of Profit Forecasts and Other Forecast Information in Prospectuses for Equity Securities. Discussion Paper. | ||||
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| July 1991 (PDF, 4.37Mb) | |
The Corporations (Investigation and Management) Act 1989. Discussion Paper. | ||||
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