Documents recently added to this site are listed below. Click on the date to view or download the document.
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| 23 December 2008 |
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News Release: Nathans Finance directors charged. |
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| 23 December 2008 |
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News Release: Bridgecorp chairman and remaining directors charged. |
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| 23 December 2008 |
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Discussion Document: Exemptions for listed share purchase plans and rights offers. |
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| 11 December 2008 |
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News Release: Commission alerts issuers to financial reporting matters. |
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| 3 December 2008 |
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Publication: Moratorium proposals - what investors should consider |
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| 27 Nov 2008 |
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Speech: Where governance went wrong - globally and in New Zealand |
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| 14 Nov 2008 |
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Discussion document: Deposit Guarantee Scheme - further exemption proposals |
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| 14 Nov 2008 |
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Speech: A fresh slant on the regulatory regime - the global picture |
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| 6 Nov 2008 |
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Speech: Risk Assessment and Management in Financial Market Turmoil |
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| 31 October 2008 |
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Publication: The Bulletin October 2008. |
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| 31 October 2008 |
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Vacancy: Commissioner for Financial Advisers. |
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| 23 October 2008 |
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News Release: Commission supports the work of the International Accounting Standards Board . |
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| 17 October 2008 |
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News Release: Commission exemptions relating to the deposit guarantee scheme. |
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| 17 October 2008 |
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Exemption notice: Securities act (New Zealand deposit Guarantee Scheme) Exemption Notice 2008 (PDF: 400kb) |
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| 16 October 2008 |
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Deposit Guarantee Scheme - disclosure proposals |
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| 12 Oct 2008 |
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Speech: Securities Markets and Exchanges - Global Perspectives |
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| 30 September 2008 |
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Responses to Matters Arising from the NZX Oversight Review 2007 |
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| 25 September 2008 |
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Minister's News Release: Finance sector consumer complainants get redress |
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News Release: Commission welcomes new financial adviser legislation. |
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Minister's News Release: Financial adviser rules pass into law |
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Speech: Securities Markets Global Perspectives |
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Speech: New Zealand Consulate General and New Zealand Trade and Enterprise New York Luncheon for Investors |
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Minister's News Release: Financial advisers and dispute resolutions bills back |
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News Release: New charges laid against Bridgecorp directors. |
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News Release: Commission to review issuers' responses to reporting challenges. |
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Speech: Securities Commission and Corporate Governance |
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Minister's News Release: Bill gives govt backing to settlement systems |
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Discussion Document: Consultation on request for approval of Austraclear NZ's proposed electronic registry interface under section 7 of the Securities Transfer Act |
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Speech: Sustainable regulation - help rather than hindrance |
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Minister's News Release: Dalziel says 'no slow down' on financial adviser rules |
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Speech: Securities Commission Update |
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Publication: Annual Report 2008 |
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Speech: Corporate Governance and Securities Law |
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Minister's News Release: Govt supports Commissioner of Financial Advisers plan |
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News Release: Cycle 7 of Financial Reporting Surveillance Programme released. |
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Publication: Review of Financial Reporting by Issuers Cycle 7 |
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Publication: July issue of the Securities Commission's newsletter "The Bulletin". |
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Minister's News Release: Appointment to the Securities Commission |
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Minister's News Release: Appointments to the Securities Commission and Takeovers Panel |
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Speech: Thought-Piece for Seminar Session Entitled 'Regulatory Reforms -Fixing Last Year's Problems and Avoiding New Ones' |
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Publication: Statement of Intent 2008-2011 |
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News Release: Securities Commission publishes annual oversight review of New Zealand Exchange Limited. |
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Publication: Oversight Review of NZX 2007 |
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Minister's News Release: Op ED - Mutual Recognition of Securities Offerings |
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Minister's News Release: World first in comprehensive mutual recognition of securities offerings |
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News Release: Australian and New Zealand Securities Commissions Welcome New Regime for Trans-Tasman Securities Offerings. |
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Publication: Offering securities in New Zealand and Australia under mutual recognition |
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News Release: New Zealand Securities Commission Chairman re-elected chair of world organization. |
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Speech: IOSCO Annual Conference |
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Minister's News Release: Govt fund to speed up finance company prosecutions |
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Publication: April issue of the Securities Commission's newsletter "The Bulletin". |
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Speeches: Institute of Financial Professionals of New Zealand Awards Dinner 2008 |
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Speeches: IFA Financial Planning Seminary |
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Enforceable Undertaking: Foodstuffs (Wellington) Co-operative Society Limited |
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Speech: Auckland District Law Society |
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Publication: Guidance Note - Responsible Investment Disclosure by KiwiSaver Scheme Providers |
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Speech: Welcome Remarks - Gulf Cooperation Council Regulators' Summit, Bahrain |
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News Release: Securities Commission again in top ten workplaces . |
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News Release: Telephone share scammers active in New Zealand again. |
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News Release: Cycle 6 of Financial Reporting Surveillance Programme Completed. |
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Publication: Review of Financial Reporting by Issuers Cycle 6 |
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Minister's News Release: New rules for investment advisers in force tomorrow |
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News Release: Investment advisers must disclose more information to investors from tomorrow. |
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Minister's News Release: Bill to boost public confidence in financial advisers |
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News Release: Securities Commission to call for disclosure statements of investment advisers and investment brokers. |
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Publication: Recommendation for regulations to amend the Securities Regulations 1983. |
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Publication: January issue of the Securities Commission's newsletter "The Bulletin". |
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News Release: Securities Commission Oversight Review of New Zealand Exchange Limited. |
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News Release: Guide to new securities law. |
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Consultation Document: investment adviser statements |
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News Release: Guide to new securities law now available |
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Publication: Guide to New securities law for investment advisers and market participants 2008 (PDF) |
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Minister's News Release: Finance service provider register aids consumer redress |
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News Release: Regulations now available. |
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Minister's News Release: New financial disclosure regulations to start in Feb 2008 |
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News Release: New securities law for investment advisers and market participants from 29 February 2008. |
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Speech: New Securities Law - About to Come Into Place |
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Minister's News Release: Minister welcomes new financial literacy initiatives |
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News Release: Look Learn Invest - new website to help investors. |
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Speech: IOSCO - Global Strategic Issues in Securities Regulation - International Investment Funds Association Annual Conference, Sydney |
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Speech: AUT Centre for Corporate Governance official Launch |
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Minister's News Release: Letter to the editor |
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October issue of the Securities Commission's newsletter "The Bulletin". |
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News Release: Cycle 5 of Financial Reporting Surveillance Programme Completed. |
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Publication: Review of Financial Reporting By Issuers Cycle 5 |
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Publication: Securities Commission Review of Class Exemption Notices - Update of Project Report. |
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Speech: Regulation - Mutual Recognition and Cross-border Issues from the Market Authorities' Perspective . |
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News Release: Securities Commission Issues Report on Feltex Inquiry. |
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Publication: Feltex Carpets Limited IPO Prospectus, Financial Reporting and Continuous Disclosure. |
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Speech: Institute of Actuaries of Australasia. |
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Publication: Securities Amendment Regulations 2007. |
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Minister's News Release: Govt acts to improve finance company regulations. |
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News Release: Review of ICP Biotechnology Limited. |
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Minister's Release: Govt bill eases Local Govt ability to raise funds. |
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Minister's Release: Govt moves quickly on finance company proposals. |
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Speech: Regulating Insider Trading Effectively: Lessons From New Zealand. |
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Speech: Regulator's Perspective on IFRS Financial Statements. |
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News Release: New powers proposed for finance company trustees. |
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Minister's Release: Securities Commission advice to Minister of Commerce. |
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News Release: LDC Finance Limited receivership. |
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News Release: All remaining finance companies report compliance. |
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News Release: Finance companies report compliance. |
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Publication: Annual Report 2007. |
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Minister's Release: Govt consults with finance sector regulator. |
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News Release: Independent Audit Regulation and Oversight in New Zealand. |
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Letter of agreement: Independent Audit Regulation and Oversight in New Zealand. |
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Publication: Securities Commission Review of Class Exemption Notices - Project Report. |
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Publication: July issue of the Securities Commission's newsletter "The Bulletin". |
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Publication: Statement of Intent 2007 - 2010 |
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Release: Bridgecorp prospectuses |
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Release: Securities Commission completes annual oversight review of New Zealand Exchange Limited |
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Publication: Securities Commission completes annual oversight review of New Zealand Exchange Limited |
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Release: Notice to Tranz Rail Shareholders |
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Release: Warning Securities Commission bans Locke Guaranty Trust (NZ) Ltd advertisements |
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Enforceable undertaking: Contributory Mortgage Investments Limited |
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Release: Securities Commission accepts enforceable undertaking from Contributory Mortgage Investments Limited |
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Minister's Release: Non-bank deposit takers to come under new rules |
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Minister's Release: Commerce Minister announces financial sector changes |
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Release: Securities Commission settles insider trading case with Midavia and Richwhite |
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Release: Update from the Ministry of Economic Development on Securities Markets Act Regulations |
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Release: Report on Cycle 4 of review of financial reports released |
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Publication: Financial Reporting Surveillance Programme Cycle 4 |
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Release: Australian property group in voluntary administration - implications for New Zealand investors |
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Release: Nearzero Inc. - Interim Liquidators Appointed |
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Speech: Developments in New Zealand Securities Regulation |
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Release: Waikato businesses could benefit from new arrangement with Australia |
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Minister's release: Perry and Cotton reappointed to Securities Commission |
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Release: Warning - Investments Illegally Offered by Nearzero Inc. |
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Speech: Developments in New Zealand Securities Regulation |
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Release: New wave of telephone share scams |
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Publication: April issue of the Securities Commission's newsletter "The Bulletin". |
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Speech: Opening Ceremony - IOSCO Annual Meeting |
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Discussion document: proposal to Declare Certain Foreign Exchange Contracts to be Futures Contracts Under the Securities Markets Act 1988. |
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Release: Telephone Share Fraudsters Offering Options Deals |
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Release: Securities Commission Bans Finance Company Prospectus |
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Speech: Developments in New Zealand Securities Regulation - Nelson Tasman Chamber of Commerce |
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Release: Beware of Telephone Share Scams |
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Enforceable undertaking: Kensington Park Properties Limited |
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Release: Securities Commission accepts enforceable undertakings from Huka Falls Resort Limited and Kensington Park Properties Limited |
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Enforceable undertaking: Huka Falls Resort Limited. |
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Speech: Regulation & Cross Border Developments |
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Release: Review of Trading in Wool Equities Limited |
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Release: MOU with Dubai Financial Services Authority |
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Release: Securities Commission wins small workplaces category in “Best Places to Work" survey |
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Speech: Securities Commission Principles of Corporate Governance - Update. |
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Publication: January issue of the Securities Commission's newsletter "The Bulletin" |
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Release: New Website on Changes to Securities Law |
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Release: Securities Commission Oversight Review of New Zealand Exchange Limited |
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Release: Securities Commission bans contributory mortgage broker |
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Minister's release: John Holland appointed to Securities Commission |
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Speech: Securities Commission Principles of Corporate Governance - Update |
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Speech: Securities Regulation - An International Perspective |
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Publication: The October issue of the Securities Commission's newsletter "The Bulletin" |
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Speech: What's going on at the Securities Commission? |
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Minister's News Release: Securities Bill gives investors confidence |
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Release: Securities Commission prohibits ads for Hanover's Protected Investments Global Growth Fund |
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Oversight Review of NZX 2005 |
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Release: Securities Commission Completes First Annual Oversight Review of New Zealand Exchange Limited |
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Speech: IOSCO Emerging Markets Committee Luncheon Address |
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Speech: Trans-Tasman Relations: A Securities Regulator's View |
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